print email comment close FINRA: The Financial Industry Regulatory Authority URL: http://www.finra.org/ Description: "Created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange, FINRA is dedicated to investor protection and market integrity." The site includes investor alerts, a complaint center, a background-check tool for investigating brokers and securities firms, and professional continuing education resources and compliance tools. Publisher: FINRA: The Financial Industry Regulatory Authority Library of Congress Subject Headings: Consumer protection Investments Stocks LII Database Information: Record 8548 created by Carole Leita on 09/28/1998 Last modification on 05/11/2009 Last review by Tom McGibney on 10/24/2005 Published: 09/28/1998   Funding agency: California State Library LII Item ID: http://lii.org/cs/lii/view/item/8548