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Anti-Money Laundering (AML) Source Tool
"This research guide, or 'source tool,' is a compilation of key [anti-money laundering] AML laws, rules, and guidance applicable to broker-dealers." Topics addressed include the Bank Secrecy Act, the USA PATRIOT Act, compliance and customer identification programs, suspicious activity monitoring and reporting, due diligence programs for foreign correspondent accounts, and other areas of concern for securities firms and financial institutions. From the U.S. Securities and Exchange Commission (SEC).
http://www.sec.gov/about/offices/ocie/amlsourcetool.htm
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